The EU Markets in Financial Instruments Directive (MiFID) came into force on 1 November 2007.
The main purpose of MiFID, in addition to improving investor protection, is to create an integrated, competitive market for investment services inside the European Economic Area (EEA) and to harmonise conduct of business rules in all the countries concerned.
The EEA consists of the EU member states, plus Iceland, Norway and Liechtenstein. It does not include Switzerland or Monaco.
Our clients can download the latest updates of the documents required under MiFID (see below).
Your contact person or usual advisor will be happy to provide any further information you may require.
You can also send any questions about MiFID to your contact or to HSBC Global Asset Management (France).
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Terms and conditions
This Site is intended for professional clients only.
This Site is only intended for professional clients who access it from Norway and is not intended for retail clients or other individuals, nor for U.S. Person pursuant to the U.S. Regulation S.
This Site is considered as a marketing communication.
Please, note that this Site is written in English only.
Categories of clients who are considered to be professionals:
Entities which are required to be authorised or regulated to operate in the financial markets. The list below shall be understood as including all authorised entities carrying out the characteristic activities of the entities mentioned: entities authorised by a Member State under a Directive, entities authorised or regulated by a Member State without reference to a Directive, and entities authorised or regulated by a third country:
Other authorised or regulated financial institutions;
Collective investment schemes and management companies of such schemes;
Pension funds and management companies of such funds;
Commodity and commodity derivatives dealers;
Locals: firms which provide investment services and/or perform investment activities consisting exclusively in dealing on own account on markets in financial futures or options or other derivatives and on cash markets for the sole purpose of hedging positions on derivatives markets or which deal for the accounts of other members of those markets or make prices for them and which are guaranteed by clearing members of the same markets, where responsibility for ensuring the performance of contracts entered into by such firms is assumed by clearing members of the same markets;
Other institutional investors;
Large undertakings meeting two of the following size requirements on a company basis:
balance sheet total: EUR 20 000 000
net turnover: EUR 40 000 000
own funds: EUR 2 000 000
National and regional governments, including public bodies that manage public debt at national or regional level, Central Banks, international and supranational institutions such as the World Bank, the IMF, the ECB, the EIB and other similar international organisations.
Other institutional investors whose main activity is to invest in financial instruments, including entities dedicated to the securitisation of assets or other financing transactions.
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